0001140361-15-005372.txt : 20150211 0001140361-15-005372.hdr.sgml : 20150211 20150211141024 ACCESSION NUMBER: 0001140361-15-005372 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20150211 DATE AS OF CHANGE: 20150211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WALTER INVESTMENT MANAGEMENT CORP CENTRAL INDEX KEY: 0001040719 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 133950486 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-52293 FILM NUMBER: 15598725 BUSINESS ADDRESS: STREET 1: 3000 BAYPORT DRIVE STREET 2: SUITE 1100 CITY: TAMPA STATE: FL ZIP: 33607 BUSINESS PHONE: 813-421-7600 MAIL ADDRESS: STREET 1: 3000 BAYPORT DRIVE STREET 2: SUITE 1100 CITY: TAMPA STATE: FL ZIP: 33607 FORMER COMPANY: FORMER CONFORMED NAME: HANOVER CAPITAL MORTGAGE HOLDINGS INC DATE OF NAME CHANGE: 19970917 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GoodHaven Capital Management, LLC CENTRAL INDEX KEY: 0001542300 IRS NUMBER: 273799971 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 4940 SW 83RD STREET CITY: MIAMI STATE: FL ZIP: 33143 BUSINESS PHONE: 305-677-7650 MAIL ADDRESS: STREET 1: 4940 SW 83RD STREET CITY: MIAMI STATE: FL ZIP: 33143 SC 13G 1 formsc13g.htm GOODHAVEN CAPITAL MANAGEMENT, LLC SC 13G 12-31-2014 (WALTER INVESTMENT MANAGEMENT CORP.)

SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC  20549


 
SCHEDULE 13G

(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b),
(c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2
 
UNDER THE SECURITIES EXCHANGE ACT OF 1934

Walter Investment Management Corp.
(Name of Issuer)

Common Stock
(Title of Class of Securities)

93317W102
(CUSIP Number)

December 31, 2014
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)
 


13G
 
CUSIP No. 93317W102
Page 2 of 6 Pages
 
1
NAMES OF REPORTING PERSONS
 
 
 
 
Good Haven Capital Management, LLC
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
   
(a)
   
(b)☒
 
 
3
SEC USE ONLY
 
 
 
 
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
Delaware
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
 
 
2,467,804
 
 
 
 
6
SHARED VOTING POWER
 
 
0
 
 
 
 
7
SOLE DISPOSITIVE POWER
 
 
2,820,306
 
 
 
 
8
SHARED DISPOSITIVE POWER
 
 
0
 
 
 
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
2,820,306
 
 
 
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
 
 
 
 
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
 
7.5%
 
 
 
 
12
TYPE OF REPORTING PERSON
 
 
IA
 
 
 
 
 

Item 1(a). Name of Issuer:
 
Walter Investment Management Corp.
 
Item 1(b). Address of Issuer’s Principal Executive Offices:
 
3000 Bayport Drive
Suite 1100
Tampa, FL 33607

Item 2(a). Name of Persons Filing:
 
Good Haven Capital Management, LLC

Item 2(b). Address of Principal Business Office or, if None, Residence:
 
4940 SW 83rd Street
Miami, FL 33143

Item 2(c). Citizenship or Place of Organization:
 
Delaware
 
Item 2(d). Title of Class of Securities:
 
Common Stock
 
Item 2(e). CUSIP Number:
 
93317W102
 
Item 3. If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:
 
(a)   Broker or Dealer registered under Section 15 of the Act (15 U.S.C. 78o);
 
(b)   Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c);
 
(c)   Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c);
 
(d)   Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
 
(e)   An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
 
(f)   An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
 
(g)   A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
 

(h)   A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
 
(i)   A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3);
 
(j)   A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
 
(k)   Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
 
Item 4. Ownership.
 
(a) Amount beneficially owned: 2,820,306
 
(b) Percent of class: 7.5%
 
(c) Number of shares as to which such person has:
 
 
(i)
Sole power to vote or to direct the vote: 2,467,804
 
(ii) Shared power to vote or to direct the vote: 0
 
(iii)
Sole power to dispose or to direct the disposition of: 2,820,306
 
(iv) Shared power to dispose or to direct the disposition of: 0
 
Item 5. Ownership of Five Percent or Less of a Class.
 
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following .
 
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
 
Not applicable

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
 
Not applicable
 
Item 8. Identification and Classification of Members of the Group.
 
Not applicable
 
Item 9. Notice of Dissolution of Group.
 
Not applicable
 

Item 10. Certification.
 
By signing below the undersigned certifies that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.
 

SIGNATURE
 
After reasonable inquiry and to the best knowledge and belief of the undersigned, the undersigned certifies that the information set forth in this statement with respect to the Reporting Person on whose behalf the undersigned is executing this statement is true, complete and correct.
 
Dated as of ________________, 2015
Good Haven Capital Management, LLC
 
 
By:
/s/ Sarah Gillespie
 
Title:
Chief Compliance Officer